Risk Questionnaire Name* First Last Date of Birth* MM slash DD slash YYYY 1) I plan to begin taking money from my investments in....* 1 year or less 1-2 years 3-5 years 6-10 years 11-15 years More than 15 2) As I withdraw money from these investments, I plan to spend it over a period of....* 2 years or less 3-5 years 6-10 years 11-15 years More than 15 3) When making a long-term investment, I plan to keep the money invested for...* 1-2 years 3-4 years 5-6 years 7-8 years More than 8 years 4) From September 2008 through November 2008, stocks lost more than 31% of their value. If I owned a stock investment that lost about 31% of its value in three months, I would . . . (If you owned stocks during this period, please select the answer that matches your actions at that time.)** Sell all of the remaining investment Sell some of the remaining investment Hold on to the investment and sell nothing Buy more of the investment 5) Generally, I prefer an investment with little or no ups or downs in value, and I am willing to accept the lower returns these investments may make.* I strongly disagree I disagree I somewhat agree I agree I agree strongly 6) When the market goes down, I tend to sell some of my riskier investments and put the money in safer investments.* I strongly disagree I disagree I somewhat agree I agree I agree strongly 7) We’ve outlined the most likely best-case and worst-case annual returns of five hypothetical investment plans. Which range of possible outcomes is most acceptable to you? The figures are hypothetical and do not represent the performance of any particular investment.* Plan A Plan B Plan C Plan D Plan E 8) From September 2008 through October 2008, bonds lost nearly 4% of their value. If I owned a bond investment that lost almost 4% of its value in two months, I would . . . (If you owned bonds during this period, please select the answer that matches your actions at that time.)* Sell all of the remaining investment Sell some of the remaining investment Hold on to the investment and sell nothing Buy more of the investment 9) The chart below shows the highest one-year loss and the highest one-year gain on three different hypothetical investments of $10,000.* Given the potential gain or loss in any one year, I would invest my money in . . .* Investment A Investment B Investment C 10) My current and future income sources (such as salary and social security, pension) are...* Very Unstable Unstable Somewhat Stable Stable Very Stable 11) When it comes to investing in stock or bond mutual funds (or individual stocks or bonds), I would describe myself as . . .* Very inexperienced Somewhat inexperienced Somewhat experienced Experienced Very Experienced